Etikk i praksis. Nordic Journal of Applied Ethics (2019),
13(2), 21-39 |
http://dx.doi.org/10.5324/eip.v13i2.2913 |
Defining “Social Sustainability”: Towards a Sustainable Solution to the Conceptual Confusion
Karl de Fine Lichta , Anna Follandb a
Chalmers University of Technology,
karl.definelicht@chalmers.se b Department of Philosophy,
Uppsala University, anna.folland@filosofi.uu.se The interest in "social sustainability" has recently increased in the field of urban development. We want societies, cities, and neighborhoods to be economically and environmentally sustainable, but we also want urban areas that are safe, diverse, walkable, and relaxing, just to mention a few examples. Strikingly, however, there is no consensus regarding what definition of "social sustainability" should be employed. Additionally, some people are skeptical about the prospect of finding a useful definition at all and claim it is impossible to satisfactorily define the concept for various reasons, such as its complexity. A potential first step towards navigating this conceptual maze is to provide desiderata for a definition of social sustainability. We defend a list of nine desiderata and thereby create a theoretical framework for analyzing and constructing a definition of "social sustainability". We also examine the skeptical arguments and find that it is premature to conclude that the goal of finding a useful definition is hopeless. With the criteria in place, the future debate can proceed by assessing definitions of "social sustainability" in a more structured and transparent manner. This activity is of upmost importance if we want to create just cities. Keywords: Social Sustainability, Definition, Purposes and Aims, Conditions of Adequacy Introduction
For a little over
thirty years, there has been a
great push for sustainability. As
the Brundtland Commission famously
stated, “Sustainable development
is development that meets the
needs of the present, without
compromising the ability of future
generations to meet their own
needs” (Brundtland et al. 1987:
29). In response, many tools and
certifications, purported to yield
environmentally – and economically
– sustainable processes and
outcomes, have been developed
(e.g., Mjörnell et al. 2015).
Purposes and
conditions of adequacyThree
forms of sustainability are generally
recognized: environmental, economic, and
social. In recent years, social
sustainability has received considerable
attention in urban development, in cities
and in societies as a whole (e.g., Pitts
2004, Bramley and Power 2009, Dempsey et al.
2011, Ghahramanpouri et al. 2013).1 When starting
large renovation projects or building new
neighborhoods, those in charge often say
that such projects should not only be
environmentally and economically sustainable
but also socially sustainable. Thus,
different types of tools and certifications
have begun to incorporate this dimension of
sustainability. For example, the highly
influential certification of environmental
sustainability, LEED, now has a cousin,
WELL, that focuses on social sustainability.2 Depending
on one’s ambition, this tool has ascending
levels of certification – silver, gold, and
platinum (the most ambitious). The
discussion about how to define this term is
severely hampered by not having common
ground for defining the concept. This
shortcoming results in definition proposals
that are radically different in content. For
example, some people argue in favor of a
simple concept that defines “social
sustainability” in value-neutral terms
(e.g., Beckerman 1994),
while others argue for a value-laden and
complex concept, such as Barron and
Gauntlett, who contend that [s]ocial
sustainability occurs when formal and
informal processes, systems, structures and
relationships actively support the capacity
of future generations to create healthy and
livable communities. Social sustainable
communities are equitable, diverse,
connected and democratic and provide a good
quality of life (Barron and Gauntlett 2002).3 Beckerman,
on the other hand, even though he does not
formulate an explicit definition, concludes
that “‘sustainability’ should be interpreted
as a purely technical characteristic of any
project, program, or development path, not
as implying any moral injunction or
over-riding criterion of choice” (Beckerman
1994: 205). The argument in favor of keeping
the definition simple is often that it is
too hard to measure whether we have reached
sustainability goals if the definition is
too complex. However, those in favor of a
complex definition worry about losing
important values by developing a simple
definition. Thus, different grounds for what
constitutes a good definition yield
different results in terms of the
definition’s content. Although
finding common ground is crucial for
producing a rationally agreed-upon
definition, there has been no comprehensive
discussion of the basis for assessing the
definitions. In this paper, we will provide
a list of desiderata for a definition of
“social sustainability”, thereby furnishing
the debate with clear grounds for testing
definitions, including bringing out their
advantages and disadvantages. This will take
the debate a step forward by narrowing the
broad spectrum of reasonable definitions. We also aim to refute some
skeptical arguments against the project of
finding a useful and universal definition.
This is of great practical importance, since
people may believe that “anything goes” if
the skeptics win. In turn, we risk a future
where grossly unjust outcomes are portrayed
as socially sustainable. This section consists of two parts: the first discusses the purposes of defining “social sustainability” in more detail, and the second formulates conditions of adequacy for such a definition. The purposes will in part help determine the conditions and what weight we should attribute to them. The final portion of this section makes some general remarks on how the desiderata should be used to assess different definitions and what factors come into play in such assessments.
It is
often said that no “blueprint definition” of
“social sustainability” (Weingaertner and Moberg
2014) can be found. This means that there is no
single definition of the term, irrespective of
field or underlying purpose. One might take this
as a skeptical argument against the project, but
it is not. In fact, it seems quite evident that
a definition of “social sustainability” must be
relative to the purposes we have for it, and
when these purposes are determined, we might
find a definition upon which people who are
rational, informed, and reasonably open-minded
could agree. For this reason, the purposes are
explicitly discussed in this paper. The main
purpose of defining “social sustainability” is a
practical
one. We want to produce good and fair results
through good and fair processes when developing
our cities. This is quite hard considering the
range of different agents involved in these
highly complex situations (e.g., Boström et al.
2015: 136–138). However, a definition of “social
sustainability” could make it easier to achieve
the desired result. Assuming the definition is
well devised, it should, broadly speaking, be a
“criterion of rightness” for different forms of
decision-making models. The definition should
serve as a foundation for the tools that
policymakers use when trying to achieve socially
sustainable results, as well as for scientists
examining how this can be done. The
concept of “social sustainability” that we are
interested in is applied in a broadly democratic
context, and the definition can thus be thought
to have a (practical) democratic purpose. In
democracies, we want to be able to discuss our
mutual problems with a minimum of
misinterpretations. In particular, we want
citizens to be able to grasp what the discussion
concerns. Hence, it is desirable to use language
that is accessible to laypersons, meaning those
who are not closely involved in urban
development processes. That a definition and the
reasons for it are clear and transparent is also
beneficial, because then ordinary people can
understand what policymakers and those in the
industry are discussing in greater detail. The other
purpose for defining “social sustainability” is
both theoretical and practical. Scientists need
a definition they can use when conducting
research on how to achieve socially sustainable
results; it would be helpful if decision-makers
and the entire research community employed the
same definition. People working on the practical
side are often inspired by research, and
researchers often depend on practitioners for
the information they need to produce good
scientific work. Hence, “speaking the same
language” – including using the same definition
– would be useful for researchers and
practitioners alike. Before
moving on, it is important to clarify what we
mean by “definition.”6
It is sometimes argued that what is labeled a
definition here is in fact also a tool (e.g.,
Moula and Sandin 2015). For example, according
to one definition of “tool,” [a]n
ethical tool is a practical method and/or
conceptual framework with the main purpose of
helping the user(s) improve their ethical
deliberations in order to reach an ethically
informed judgment or decision (Moula and Sandin
2015: 264). The
difference between a tool and a definition (as
used here) is that a definition should have a general
application in the context of social
sustainability work in urban development. Tools,
on the other hand, should be developed for specific
tasks. One might object that the definition of
“social sustainability” will be too broad if it
is to serve general purposes (e.g.,
Ghahramanpouri et al. 2013: 186). However, this
seems to be the case only if one wants to use
the definition as a tool, which is not intended
here. In the
interest of formulating a comprehensive
foundation for work on social sustainability,
tools (in contrast to definitions) need to be
specific in at least two ways. First, we require
different tools for different processes. For
example, if a city wants to build on a vacant
lot, it requires a very different tool from the
one needed for subsequently managing the actual
buildings erected on the spot. Second, a tool’s
development needs to depend on its intended use,
for example, whether it is meant to justify a
decision, motivate public engagement, or achieve
procedural fairness (Moula and Sandin 2015:
273–276). This level of specificity is not
required from a definition; rather, we want the
same definition of “social sustainability”
across such usages. For instance, we want to be
talking about the same thing when we justify a
decision connected to social sustainability as
when we motivate public engagement that relates
to social sustainability. More
generally, a definition should provide a common aim
for all
relevant levels, from the micro-level
(e.g., the individual building or neighborhood)
to the macro-level (e.g., the region or
country), as well as the different types of
districts that exist (e.g., central business
district, historic district, urban place) (e.g.,
Ghahramanpouri 2013: 189f). The definition needs
to be general enough to guide work on all levels
and obtain a unified account of “social
sustainability” that can be used to develop
specific tools for various purposes.
Consequently, we do not argue here that there is
a difference in ontological status between
tools, which serve the purpose of creating
socially sustainable outcomes, and definitions,
which are used to determine whether the tool
generates a socially sustainable outcome.
Rather, we claim that two functions are needed
here: tools are employed for specific purposes,
while definitions are used for more general
purposes. Figure 1 provides a picture of how
purposes, adequacy conditions, definitions and
tools relate to one another.
Figure 1
Conditions of adequacy for a definition of "social sustainability" To fulfill the purposes above, a definition should capture how we talk and what we value. It should also be clear, without overall adverse effects when implemented. We will discuss nine conditions that constitute the theoretical framework for analyzing and constructing a definition of “social sustainability”. This is not to imply that the list is exhaustive, and fulfilling the conditions should be seen as a desirable goal of a definition, rather than an absolute requirement. It is possible that no definition can satisfy all conditions. Moreover, satisfying a condition is a matter of degree. Definitions will likely satisfy the conditions to varying extents; and if so, we should use the definition that fulfills the most important conditions to the highest degree.7 1.
Ordinary language
The
first condition is the ordinary
language condition.8
It is desirable for a
definition of “social sustainability” to
be
consistent with how the term is
ordinarily used.9
This includes how it is employed
(although not necessarily defined) by
social scientists, practitioners in
urban development and, to some extent,
people in general.10
For
example, in Edinburgh, a study showed
great health and lifespan disparities
among people living along the same
tramline.11
In turn, this has led many to condemn
cities like it for being fully or
partially socially “unsustainable”
(e.g., Dempsey et al. 2011: 291f). If
these intuitive judgments survive
scrutiny, our definition of “social
sustainability” should be compatible
with this usage of the concept. Barron
and Gauntlett’s (2002) definition
(described in the introduction), for
instance, is reasonably in line with
these judgments, since it seems that the
community is not equitable and fails to
provide a good life for everyone. There
are several reasons for having a
definition correlate with ordinary
usage. Satisfying this condition helps
avoid misusage and misunderstanding.
First, it is hard to relinquish the
initial intuitive understanding of a
term. Therefore, the term risks being
misused if it fails to adhere to
ordinary usage, even after being
explicitly redefined. Second, in work on
risk assessment, for instance,
policymakers have been found to often
misinterpret different sorts of risk
analyses conducted by scientists and
experts (e.g., Hansson 2018).12 One
explanation for this misinterpretation
concerns the definitions of “risk.”
Scientists and experts use a technical
definition that differs from the
ordinary understanding of the term. Another
fact, which supports the ordinary
language condition, is that scientific
jargon makes facilitating a
non-hierarchical relationship between
the public and experts harder (e.g.,
Dillard et al. 2009, Boström et al.
2015). Inaccessible terminology can have
detrimental effects on all processes
involving the public. Using a term that
deviates from ordinary language makes it
more difficult, or even impossible, to
successfully collect required
information and engage citizens. Hence,
the processes risk being less democratic
and, in this sense, less legitimate if
they rely on a definition that fails to
satisfy the ordinary language condition. Ideally,
a definition should also help explain
our intuitive judgments concerning
social sustainability. We should
preferably be able to explain (1) our
judgments about certain cases being
prime examples of social sustainability
or unsustainability, (2) our
disagreement and uncertainty about
whether a city or neighborhood is
socially sustainable, and (3) our
comparative judgments about social
sustainability. For
example, Barron and Gauntlett’s (2002)
definition could explain why most people
judge Cape Town to be socially
unsustainable, why it is less socially
sustainable than the city of Gothenburg
in Sweden, and why people might disagree
about whether Gothenburg actually is
socially sustainable. While Cape Town is
a diverse city, it does not fulfill any
criteria provided by the aforementioned
definition, which accounts for the
judgment that the city is unsustainable.
Gothenburg fulfills the criteria much
better than Cape Town, which explains
the judgment that Gothenburg is more
socially sustainable than Cape Town.
However, Gothenburg has a lot of
problems as well, which yields both
optimistic and pessimistic opinions
concerning what the future holds in
terms of equity, well-being and other
criteria. In other words, some
individuals judge the city to be
socially sustainable, while others
disagree. Good
reasons exist for thinking that a
definition should also explain the
common core of our social sustainability
judgments, sometimes called the “unity
desideratum” (e.g., Bradley 2012: 395).
First, we want to be able to provide
arguments in favor of our views and
against others’ opinions when it comes
to urban development. To ensure a
transparent process, we must have access
to the fundamental building blocks of
our judgments regarding social
sustainability. We acquire this basis
through explaining our beliefs about
different cases. Of course,
“justification” should not be conflated
with “explanation.” For instance, even
if the justification for our judgments
about social sustainability is poor, the
underlying explanations can still give
us access to reasons we would otherwise
lack. Second,
from a pedagogical standpoint, it is
more desirable to present a definition
that can explain a series of instances,
rather than attempt to teach someone the
entire body of cases or outcomes of a
certain kind. This is partly because it
facilitates discussion between people
from different backgrounds, professions,
and positions (e.g., Brülde 2003: 58).13 It is
easier to formulate a more fundamental
and accessible idea than to list a range
of instances considered good and just,
although the latter is quite common in
the current debate (e.g., Ghahramanpouri
et al. 2013). The point is that having a
definition of ”social sustainability”
that operates through fundamental
principles enables us to apply the
principles through generalizations about
cases and through predictions. In
the discussion about how “social
sustainability” should be defined, there
are many
definitions
that arguably should be disregarded
or modified
because of their failure to meet the
ordinary language criterion.
Specifically, such definitions do not
correlate with ordinary language use
and/or do not offer a unified core.
However, many definitions of “social
sustainability” could be reduced to a
common core. In particular, research
overviews identify a range of related
themes, such as justice, culture,
democracy, integration (Weingaertner and
Moberg 2014), well-being, life
satisfaction, social cohesion
(Ghahramanpouri et al. 2013), social
equity, quality of life (Ghahramanpouri
et al. 2013; Weingaertner and Moberg
2014), social inclusion, participation,
and place identity (Gustavsson and
Elander 2013, 2014). The common core
here could be well-being, which is often
perceived in philosophical and
psychological literature as “life
satisfaction” and “quality of life.”14 For
instance, if social cohesion were bad
for us, then we would likely not value
it. Hence, the value of social cohesion
seems reducible to that of well-being –
of course, this is just one of many
examples. 2.
Coherence, precision, reliability,
measurability, and simplicity
Policymakers
and practitioners need a concept that
can be systematically applied and that
is sufficiently clear and precise. For
instance, previous work on a
collaborative research project including
building entrepreneurs has shown that
entrepreneurs have lost contracts
because of the various interpretations
of “social sustainability”. They have
simply misunderstood what the client
meant by the term.15
More generally, according to many of the
management regimes, such as SMART, we
need to be specific about our goals if
we are to achieve them (e.g., Doran
1981). Similarly,
when politicians want to “sell” their
vision to the public, there is
democratic value in the public
understanding what the politician wants
to sell. Politicians probably also
strive for a somewhat clear picture of
their own visions. A reasonably clear
definition helps us avoid what is
sometimes called “policymakers’
escapism,” which hides the complexity
underneath all the “sustainababble”
(Engleman 2013: 3). This trap is easy to
fall into when politicians, as well as
the general public, lack a clear
understanding of the term. Thus,
for people to communicate effectively
and make good (and democratic)
decisions, the concept must be fairly
clear and precise. However, we are not
saying that any
definition that is precise is
preferred over a definition that is less
so (compare this to the criticism of
different “new public management”
regimes in Power 1997 and Bevan and Hood
2006). Instead, a definition should be
clear and precise while also fulfilling
the other conditions. If the definition
cannot successfully do both, these
shortcomings must be weighed against
each other. In
addition to ordinary language, there are
five more conditions of adequacy that
relate to the considerations just
discussed. First, we have the coherence
condition, which
simply states that a definition should
be logical and consistent. Otherwise, it
is difficult to even talk about social
sustainability in a general manner. We
are striving for a coherent set of
defining features, such that a specific
state is never both
socially sustainable and not socially
sustainable. In ordinary language,
“social sustainability” might have a
meaning that yields this sort of
incoherent result. Our concepts are
often vague and not thoroughly
considered, even if they are in fact
used in policy contexts. Consider the
terms “health” and “disease.” These are
not clearly defined in settings where
policy is construed, and their meaning
is presumably even less clear in
ordinary language. If the ordinary usage
of “social sustainability” is vague and
incoherent in this way, we need to ask
ourselves if coherence or adherence to
ordinary language carries more weight.
The goal should probably be to find a
coherent definition as close to the
ordinary language use as possible. In
a sense, the coherence condition is a
precondition for the next two criteria,
the precision
condition and the reliability
condition. According to the
precision condition, a definition should
be sufficiently clear and precise to,
in principle, determine if a given
state (e.g., outcome, process, city) is
socially sustainable. In other words,
there should be little doubt (ideally no
doubt) as to whether a certain state is
an instance of social sustainability.
What it takes to satisfy the condition
depends on whether the approach is
categorical or dimensional. If we think
of social sustainability as a category
(i.e., determined by a certain (high)
level of social sustainability), a
definition should draw a sharp
conceptual boundary between social
sustainability and other desirable
states, such as environmentally and
economically valuable states. If we
adopt a dimensional approach rather than
(or in addition to) a categorical
approach, the condition requires being
able to determine whether an attitudinal
(or other) change constitutes an
improvement in social sustainability, a
reduction in social sustainability, or
neither.16
The
reliability
condition
states that a definition should be
practically applicable. It should be
relatively easy, in
practice (not just in principle),
to determine whether a state is socially
sustainable, or whether it is more or
less socially valuable than another
state. A concept that satisfies this
condition enables different actors to
apply the concept in the same way; for
example, they might agree on what to
exclude from the category of “social
sustainability”. This condition is
likely satisfied if the criteria for
applying the concept are operational,
which means the concept is defined in
observational terms, and its presence
can be established on observational
grounds. Practical applicability is
obviously important for communication
purposes; a definition that satisfies
this condition can (if commonly
accepted) improve or facilitate
communication between different groups
and individuals, both within and across
settings and cultures. The
next two conditions, the measurability
condition and the simplicity
condition,
relate to each other, and to the greater
question of assessing degrees of social
sustainability in a transparent and
systematic manner. According to the
measurability condition, a definition
should ideally make it possible to
compare different levels of social
sustainability, meaning that social
sustainability is measurable in the
ordinal sense. This holds for
comparisons that are interpersonal,
intrapersonal, and intertemporal. However,
a plausible concept of social
sustainability likely does not allow for
cardinal measurability, since some
social values by which we measure social
sustainability, such as attitudes, are
not measurable in such a strong sense
(e.g., Haybron 2016, Bykvist 2016).
Furthermore, we believe that the
measurability condition cannot be
satisfied to a high degree unless the
following simplicity
condition is satisfied: the class
of states (e.g., attitudes) categorized
as examples of social sustainability
should be as homogenous as possible.
This suggests that, other things being
equal, we should prefer a theory that
defines “social sustainability” in terms
of one criterion only, or in terms of a
conjunction of different criteria, to a
theory that defines it in terms of a
disjunction of different criteria. This
also means that we have reason to aim
for a monistic definition of “social
sustainability” instead of a pluralistic
one. The simplicity condition would thus
not support complex definitions, which
include some of the most common
definitions, such as that of Barron and
Gauntlett (2002). 3.
Normative adequacy and value
Three
conditions remain in our discussion of a
good definition: the value
condition, the condition
of normative adequacy, and the
amorality condition.17
The
value condition is based on the idea
that a good definition ought to help
explain why we have value-based
reasons to promote social
sustainability and combat social
unsustainability.18
For instance, we have reason to
alleviate health disparities in a city
because they, ceteris
paribus, are unfair. Most
participants in the debate on social
sustainability believe that achieving it
has positive value and that socially
unsustainable communities are at risk
(e.g., McKenzie 2004: 13; see also
Vallance et al. 2011: 346, who support
the value condition explicitly). In this
sense, the value condition can be
considered a special case of the
ordinary language condition simply
because, according to ordinary usage,
social sustainability has positive
value. To be clear, this implies that a
definition of “social sustainability”
that is not value laden – in accordance
with Beckerman’s (1994) claim – fails to
satisfy the value condition and is
flawed in this respect.19 The
evaluative judgments, with which the
definition should be in line, are
plausibly well-considered
judgments, such that they reflect what
we hold after some reflection. As with
the ordinary language criterion above,
the idea is that we should give
considerable thought to what we believe
is good and right. Then we can employ
these conclusions to assess the
definition of “social sustainability”.
Using different types of examples (or
even thought-experiments) can help us
determine the definition’s implications. The
classic argument in favor of eating meat
can help us understand why we should use
well-considered judgments. Consider the
argument that “it is permissible to eat
meat because we have always done so.”
After a bit of reflection, many of us
would reject this argument. Throughout
history, many horrors have resulted from
what we “have always done,” such as
subjugating women, slavery, and torture.
A well-considered case in favor of
eating meat thus cannot be based solely
and without qualification on this
argument. In
addition, there are value-laden and
pragmatic reasons to use well-considered
judgments when defining “social
sustainability”.20
In relation to value-laden reasons,
employing well-considered judgments can
be regarded as desirable because it
means using justified judgments when
reflecting on how we should structure
our society. Well-considered judgments
are often more justified and (perhaps)
closer to the truth (e.g., McMahan 2013:
111–115, Tännsjö 2015: 1–18). Promoting
social sustainability measures is
arguably easier from a pragmatic
standpoint if the concept is based on
well-considered judgments, because the
reasons for using such a concept are
stronger than for one based on immediate
gut reactions. Policies that rely on a
definition founded on well-considered
judgments will possibly be both more
stable and more acceptable over the long
term. Moreover, the reasons for using
such a definition will be much clearer
to decision-makers. Of course, the
potential problem with using
well-considered, instead of spontaneous,
judgments is that the definition of
“social sustainability” moves away from
the ordinary use of the term. However,
this is probably a reasonable price to
pay for the benefits – such as greater
stability and higher value – related to
using well-considered judgments. The
condition
of normative adequacy stems from
the idea that a definition of “social
sustainability” should help us make
better
decisions. This requires the
concept to work well when applied in
practice. The results of applying the
concept should be good and just,
according to plausible normative views.
For example, residents in a neighborhood
identified as socially unsustainable
might feel highly stigmatized. This
might lead to less, rather than more,
social sustainability being generated
when applying a certain concept. The
normative adequacy condition is
therefore probably one of the most
important criteria for devising a
definition of “social sustainability”
from a practical standpoint. Neither
should the term be defined in such a way
that it has the same extension as
another concept, because that would make
it redundant or ineffective. For
instance, if our definition of “social
sustainability” selects the same states
as our definition of “justice,” then
that definition of “social
sustainability” does not help us make
better decisions, since we already have
another concept fulfilling the same
function. Finally,
it seems reasonable that identifying an
outcome as socially sustainable is not
an all-things-considered
moral reason for bringing about that
outcome, but rather, if anything, a pro
tanto moral reason. The definition
of “social sustainability” should not
conceptually presuppose that bringing
about a socially sustainable outcome is
always morally right. This final
desideratum is often called the
amorality condition. Of course,
one could have an ethical view that it
is always morally right to bring about
socially sustainable outcomes, but that
view seems highly questionable. (For
example, imagine if the only way to
bring about social sustainability was to
sacrifice the lives of innocent people.)
Moreover, the question of what role
social sustainability plays in ethical
theory should not be confused with (or
built into) the conceptual question of
how to define the term.21
In conclusion, the amorality condition
requires that social sustainability does
not
entail moral rightness, and a
definition that fulfills this can be
consistent with different ethical
principles describing the moral status
of social sustainability. The
above considerations imply, first, that
it is not always morally right to bring
about socially sustainable outcomes,
since there are other morally relevant
factors than social sustainability. For
instance, imagine someone with
libertarian beliefs who thinks that
outcome A would be more socially
sustainable than outcome B, but
achieving A would necessarily involve
forcing people to pay more taxes. In the
libertarian’s opinion, we should choose
A only if we have everyone, or most
people, on board with paying more taxes
(i.e., we should not force people to pay
taxes). Since enforcing increased taxes
is morally unacceptable, the libertarian
concludes that although A is desirable
in terms of social sustainability, given
the circumstances, we have an
all-things-considered moral reason to
opt for B. According to her, this is
true at least until we have everyone, or
most people, on board with the tax
increases in A.
Second,
a normatively adequate definition of
“social sustainability” needs to
accommodate the fact that social
sustainability judgments on different
levels of analysis do not need to
converge. For example, it is sometimes
argued that for a region to be socially
sustainable, certain key services, such
as primary schools, banks and pubs, need
to be located close to residents (e.g.,
Dempsey 2009: 292f). Consider a place
where very few people live and where
maintaining these services is costly. We
would see a strong tension between
residents here and those living in other
less resource-consuming areas. In this
case, it is reasonable to say that we
have a socially sustainable hamlet
(because of the local facilities), but
we have a socially unsustainable region
(because of the tension between the
different areas). Third,
it is desirable that a definition does
not conflict with major international
ambitions and treaties, such as those of
the United Nations (UN), the European
Union (EU), or similar large-scale
governing bodies. A definition that
conflicts with such ambitions and
treaties is less likely to be used, and
there is an increased risk that its
positive effects will be nullified. For
example, according to Murphy (2012:
19f), this means that we should include
linkages to environmental sustainability
in the definition of “social
sustainability”. This is because it
could shed valuable light on
sustainability as such and it is sought
after in key documents, such as the UN
Commission for Sustainable Development
(UNSD 1996) and EU Sustainable
Development Indicators (Eurostat). To
summarize, we have nine conditions of
adequacy that form our theoretical
framework for defining “social
sustainability”: ordinary language,
coherence, precision, reliability,
measurability, simplicity, value,
normative adequacy, and amorality. A
definition that fails to satisfy these
conditions warrants questioning, or
revising, it, as shown in Figure 2
below. Figure 2 As the figure
illustrates, failing to fulfill the
desiderata gives us reason to
question the usefulness of the
definition, and therefore, to revise
it. Similarly, if a definition
satisfies a condition, it can be
thought of as a reason for favoring,
or employing, it. Another important
aspect when assessing definitions is
to
what
extent the definition
satisfies a condition. The strength
of reasons for and against
definitions will depend on the
extent to which they do or do not
satisfy the desiderata. For example,
assessments and comparisons of
definitions will likely involve
definitions that are precise to
different degrees. If two
definitions are highly precise, but
one is even more precise than the
other, then this weighs in its
favor. Skeptical arguments Some
people are skeptical about being able to
formulate a definition of “social
sustainability” that can guide us in practice.
It has been argued that all-encompassing
definitions are too broad for application in
specific contexts (McKenzie 2004: 1). If this
sort of skepticism is correct, then the attempt
to find a general and useful definition is a
waste of time. Such skeptics hint at the
possibility that no definition can serve the
practical and theoretical purposes outlined in
this paper. Other types of skepticism are
directed towards the idea that social
sustainability should be defined separately from
the other notions of sustainability, or against
some of the conditions of adequacy we defend
here. This section addresses these types of
skepticism, including the main objection that
finding a universally applicable definition is
not possible. One way to
phrase the main objection is that giving “social
sustainability” a universal definition cannot
succeed, simply because such a definition cannot
be true for all (or most) places and times.
While many versions of this skepticism exist, we
will discuss four here. First, some people argue
that we should consider “sustainable” only what
results from “dialogue and reflection” (e.g.,
Jordan 2008: 18f). The skeptic’s claim is that a
universal definition of “social sustainability”
cannot be formulated since, the argument goes,
all dialogue and reflection will not yield the
same result.23
This
argument fails because the idea that “social
sustainability” should be defined through a
process of dialogue and reflection is compatible
with there being a universal definition. Notice
that not just any dialogue and reflection will
suffice to create outcomes that most people
would consider socially sustainable. Therefore,
the dialogue and reflection process often
includes quite specific rules and conditions.
Everyone who is affected should have a voice
(and those who are not affected should not) is
one example of such a guideline. In fact, the
criteria for carrying out these processes could
be included in a definition of “social
sustainability”.24
Hence, the idea that “social sustainability”
should be defined through dialogue and
reflection does not necessarily support the
skeptic’s claim that a universal definition
cannot be developed. Second,
some suggest that “social sustainability” cannot
be captured in a universal definition because
the concept is value laden (e.g., Bijker 1993,
Jacobs 1999, Tahvilzadeh 2015), and many people
have attempted to develop a definition, but no
agreement currently exists (e.g., Ghahramanpouri
et al. 2013). Now, even if this rings true, the
lack of agreement might be because people are
overly pessimistic or because they think that we
must do
what is socially sustainable. As noted above
when discussing the amorality condition, the
fact that X is socially sustainable is (if
anything) a pro tanto moral reason, not
an all-things-considered reason, for producing
X. Furthermore, one can question the lack of
agreement and argue that people largely do agree
about what social sustainability is (e.g.,
Murphy 2012: 18f). Third, one
could adopt a view of the structure of morality
that rules out strict (and general) definitions
of any value-laden concept – such as
“particularism” (e.g., Dancy 2004). If such a
view is correct, and “social sustainability” is
a value-laden concept, then the skeptical
conclusion would apply to “social
sustainability”.25
In other words, we cannot then formulate a
strict, general definition of the term. However,
all particularistic views share a common
problem. If these judgments about social
sustainability were truly particular to the
specific context, then we (i.e., almost everyone
in any part of the world) would not be able to
make judgments – such as “Cape Town is not
socially sustainable” – and have roughly the
same idea about what it means. However, since we
do have a common understanding of this
judgement, the idea that social sustainability
does not exist in any universal sense seems to
violate the ordinary language condition. Hence,
this common understanding reveals a drawback of
the particularistic view of the concept. Fourth,
some people argue that we should not settle for
“one all-encompassing definition” since this
“denies much of the concept’s complexity” (e.g.,
Vallence et al. 2011: 345–347). Indeed, many
different and conflicting values are at stake.
Thus, meeting the ordinary language- and value
conditions while simultaneously fulfilling the
simplicity condition may not appear doable. This
may be true, but a skeptical conclusion seems
premature. For
example, one problem with a definition that has
a plurality of values is that the values can
conflict with each other. Since these values
seem so different from each other, they might
even be considered incommensurable. This makes
it problematic for a definition containing such
a plurality of values to be unified and to
fulfill the conditions described in the section
above. However, in recent years, a great deal of
work has been done on incommensurability and how
it can be handled (e.g., Temkin 2012, Herlitz
and Horan 2017), showing that we could perhaps
develop a unified definition with a plurality of
values after all. Hence, this skeptical worry
does not need to concern us that much. Just
because a simple definition may fail to fulfill
one of the conditions, it does not automatically
follow that the definition should be discarded.
There could be decisive normative reasons, for
instance, to be revisionist about the concept
that amount to giving priority to simplicity,
even if a definition does not capture everything
the concept embodies. Another
type of skeptical argument targets specific
conditions of adequacy. More specifically, some
people object to the precision condition we
defend here. The basic critical points of the
argument seem to be pragmatic reasons against
formulating a definition of “social
sustainability” or for keeping a definition
vague (e.g., McKenzie 2004: 16f, Jordan 2008).
For example, according to McKenzie, the most
productive way of working with issues of social
sustainability is to let the definition and
indicators be produced at the local level
(McKenzie 2004: 16f). This is thought to yield
the best results. Boström and colleagues
similarly argue for “conceptual openness” and
“interpretative flexibility,” which is
considered communicatively helpful for actors
who deal with contested issues, including those
concerning social sustainability (Boström et al.
2015: 132). However,
this approach seems problematic. First, it is
not clear that it would be productive to let
people define “social sustainability” by
themselves. That we will achieve socially
sustainable outcomes through this process is
questionable, considering that many of the most
influential actors in this sector – companies –
have a strong incentive to promote economic
profit. Most often, this means that something
buyers perceive
to be good is being built, regardless of whether
it contributes to a just outcome, all things
considered. Letting the actors determine the
content of social sustainability by themselves
is especially troublesome if we do not already
have a comprehensive definition of the term. Second, it
seems that proponents of the conceptual openness
and flexibility approach fail to distinguish
between what might be called the criterion
of conceptual rightness and the decision-making
model. The criterion of conceptual
rightness, for the definition of “social
sustainability” in this case, tells us what a
socially sustainable outcome is. The outcome
might be constituted in a specific way (such as
that everyone has a sufficient share of the
resources) or produced in a specific way (such
as that everyone had an equal say in the
process). The decision-making model, however,
describes how we go about achieving what the
criterion of rightness prescribes – in this
case, social sustainability. Indeed, as
part of a decision-making model it can be argued
that, when working with social sustainability
issues in a specific context, we need to
translate the universal idea of social
sustainability into something more concrete.
Possibly, a decision-making model that is laissez
faire, where people can freely define
“social sustainability” and its indicators, will
produce a more socially sustainable outcome
according to the criterion of rightness.
However, this does not change what outcomes
actually are socially sustainable according to
the criterion of rightness. In other words, the
idea that precision is desirable for a
definition of “social sustainability” (as a
criterion of rightness) is compatible with the
view that we reach socially sustainable results
by utilizing a “conceptually open” or
“interpretatively flexible” decision-making
model.
Conclusion The social sustainability debate generates many suggestions for how the term should be defined. To fruitfully assess and discuss different definitions, we need a way to identify their respective advantages and disadvantages. This requires a theoretical framework, as formulated through a set of explicit conditions of adequacy, which is what we have introduced and defended in this paper. Without such a framework, the discussion could become skeptical in its outlook for adequately defining “social sustainability”, which could in turn lead to grossly unjust results when planning and building our cities. Many of the most influential actors in these processes have reasons to promote building areas that are (perceived as) good only for the people living there, and not areas that are good for everyone affected. If our arguments are plausible, then the skeptical conclusion that it is impossible to formulate a universal definition of “social sustainability” is premature. Thus, we conclude that formulating a definition of this term is not an altogether hopeless project.
Notes 1 The terms “sustainable,” “sustainability,” and “sustainable development” are used interchangeably. 2 To read more about the
certification, see https://www.wellcertified.com and https://new.usgbc.org/leed. For critical evaluations, see
Eken et al. (forthcoming). 3 There is no pagination for this
report, which is available here:
http://www.regional.org.au/au/soc/2002/4/barron_gauntlett.htm
4 These conditions of adequacy have
been described and defended elsewhere (e.g., Brülde 2000, 2003; for a
similar discussion, see also Kagan 1989, Bradley
2012). In this paper, however, the conditions
are defended within the context of defining
“social sustainability” and modified
accordingly. McKenzie (2004: 24) also provides
conditions of adequacy. This list, however, is
incomplete and the argument in favor of it is
insufficient. 5 In this paper, we discuss
social sustainability as an individual concept,
separate from other notions of sustainability,
such as economic and environmental
sustainability. Some argue that we should
examine all the dimensions together,
including how they relate to each other, instead
of considering them separately (e.g., Cuthill
2010, Vallance et al. 2011). The idea that there
are different notions of sustainability that are
related in different ways does not conflict with
any claims put forward in this paper. In fact,
studies on the relationships between the notions
are surely aided by a reasonably clear
definition of “social sustainability” (as well
as “economic sustainability” and “environmental
sustainability”). However, if the claim is that
the dimensions should be combined and captured
in one definition, we have reason to suspect
that arriving at one comprehensive definition of
“sustainability” would be even more complex than
individual definitions. Alternatively, creating
a simpler definition that captures the
conceptual core of “sustainability” (rather than
each notion individually), probably requires
sacrificing considerable detail, which leads to
problems concerning lack of precision and
reliability, for example. 6 This was pointed out to us by one
of the anonymous reviewers. 7
There might be cases in which the different
conditions of adequacy will conflict. In these
cases, we will have to choose between the
conflicting conditions. See Feinberg (1984: 31f)
for an example. We will discuss this further in
the section on the five conditions below. 8 “Extensional adequacy” in Bradley
(2012: 394). 9 We can learn how social
sustainability is used in many ways (see, for
example, Murphy 2012: 17). 10
“Our common future” (the “Brundtland Report”)
has had a great impact on the discussion about
sustainability. We therefore suspect that the
key notion in this report, which states that
“sustainable development is development that
meets the needs of the present without
compromising the ability of future generations
to meet their own needs,” will be at the core of
the definition of “social sustainability”. 11 http://www.healthscotland.com/uploads/documents/25059-Mind%20the%20
Gap.pdf. 12 There is no pagination available
for this encyclopedia entry, which is available
here:
https://plato.stanford.edu/archives/fall2018/entries 13 Murphy (2012: 19) says something
similar when he attempts to synthesize different
types of policy objectives related to social
sustainability. 14
Weingaertner and Moberg (2014: 9–11) try to
synthesize the findings from companies and
products, as well as urban development, into key
themes. This could be viewed as their attempt to
find a common core for the concept, which is a
bit more universal than a definition based only
on one of the two areas. 15 de Fine Licht came to know this in
a workshop in the research project “The socially
sustainable entrepreneur” where he worked with
contractors on devising a tool for making the
building process more socially sustainable. For
more about the project and the tool see here:
https://www.sbuf.se/Projektsida/?id=04616a4c-636f-4c61-aefe-dd1a85498978
(in Swedish). 16 For a more thorough discussion of
these two approaches, see Brülde (1998, 2000). 17 Normative importance and the
amorality desideratum are discussed, for
example, in Bradley (2012: 395–396). 18 We use the term “reason” rather
than “should” because we might have other
conflicting reasons of greater weight in favor
of doing other things. For example, we might
have environmental reasons for doing things that
cause us to engage less with social values. This
reasoning will be elaborated on in relation to
the amorality condition. 19 However, our evaluative intuitions
may not always correspond to our semantic
intuitions, and it is the evaluative intuitions
(evaluative judgments) that are of interest in
this section. 20 Note that
this paper discusses the structural nature of
social sustainability. It is suggested that the
definition should be compatible with different
(reasonable) views on justice. What these views
are is not part of this discussion, only that
they are views of a particular kind. 21 See Bradley (2012) and Harrosh
(2012: 497), who discuss problems with views
about “harm” that fail to satisfy either the
condition of normative adequacy or the amorality
condition. It can be argued that such views have
the implausible implication either that harm is
morally neutral or that harm is always morally
wrong. 22 Exactly how that should be done is
a subject for further debate and structured
argumentation. 23
Another version of this idea is that the final
weighing is about “sound judgment,”
communication, and leadership skills (Egan
2004). Since sound judgment and leadership
skills cannot be the same everywhere, this
speaks against having a universal definition of
“social sustainability.” Of course, these
objections can be addressed in the same way. 24
Something similar can be said about those who
argue that we should have a plurality of
sustainability concepts since we cherish
plurality (Jacobs 1999). Again, it is probably
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